Client Focused Reforms Part 3: Suitability

Today we focus on ‘Suitability Determination‘.

Ian Tam, CFA 9 February, 2021 | 1:01AM
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The Canadian Securities Administrators (CSA) have worked on a broad, sweeping set of changes to regulation designed to better the experience of the investor. The changes in regulation, which touch on some of the same areas as Regulation Best Interest changes in the U.S., came into effect in December 2019. Firms and advisors have until the end of this year to implement the processes required to adhere to the new regulations.

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About Author

Ian Tam, CFA  is Director of Investment Research at Morningstar Canada. 

 

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