IIROC and MFDA to Merge

A new, single self-regulatory organization which will consolidate the functions of both - plus, there's now an integrated investor protection fund. 

Ruth Saldanha 13 August, 2021 | 2:50AM
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Ruth Saldanha: Earlier this week the CSA announced its plan to create a new single self-regulatory organisation, which will consolidate the functions of the two existing SROs, which are IIROC and MFDA. Additionally, the CSA will also combine two existing investor protection funds into an integrated fund that's independent of the new SRO. To discuss what this might mean for investors, we are joined today by Ian Tam Morningstar Canada's Director of Investment Research. Ian, thank you so much for being here today.

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About Author

Ruth Saldanha

Ruth Saldanha  is Senior Editor at Morningstar.ca. Follow her on Twitter @KarishmaRuth.

 
 
 

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